EPSTEIN
page 7 / 346 . OCR, unverified
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e an
SOUTHERN FINAN
Request 182298
As of 05 Aug 14
I
at"'
05Aug 2014
Page
Of 2
Deulths Bank AO
SOUTHERN RNANCIAL, LLC
PS • OiSbes
Settlement
Not.Ccy
Not.Ccy
Trade ID
Counterparty
Trade Type
Trade Date
Maturity Date
Date
NotAmt 1
Not.Amt 2
Long/ Short
Option Style
Put/ Call
Strike Price
MTM(USO)
3663644361
SOUTHERN
ExEuroCgl
21-Noo-2013
20-Nov-2014
25-Nov-2014
(1.000 00009;
USD
101.030.000
PT
SHORT
EUROPEAN
CALL
1010000
;23 C. -1.i C:o
710423459
FINANCIAL. LLC
366364436/
SOUTHERN
FXOneBanDneT
21-Nov-2013
20-No4014
25-N v-2014
(21.00000)
USD
JPY
LONG
EUICPEAN
0.0000
4"95405
710423461
FINANCIAL. LLC
ouchOpt
366364436/
SOUTHERN
FXOne8arOneT
21-Nov-2013
2011ov2014
25-Nov-2014
(21ff 00)
USD
JPY
LONG
EUROPEAN
0.0000
3,208 29
710423463
FINANCIAL. LC
ouchOpt
366364436/
SOUTHERN
EXOnef3aeOneT
21-Nov-2013
20-Nov.2014
25.Nov.2014
1.21.01XI061
USD
FY
LONG
EUROPEAN
0.0000
2,09499
710423465
FINANCIAL. LC
ouchOpt
407339131/
SOUTHERN
ExEuroOpl
06-Jun-2014
08Sep-2014
10-Sep-2014
10.00000000
EUR
(13,450.000 03)
USD
SHORT
EIPICPEAN
PUT
1.3450
017 297 32!
806424249
FINANCIAL. LLC
40733913V
SOUTHERN
FxEuroCgt
06-Jun-2014
08-Sep-2014
10-Sep-2014
10,000,000 00
EUR
(13.800,000.00)
LSD
LONG
ELRCPEAN
CALL
1,3800
776.19
806424264
FINANCIAL. LLC
Subtotal:
(129.773 631
Isitat
(129,773.83)
Statement ID : 182298_20140805_20140806_1
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0 113505
SDNY_GM_00259689
EFTA01454995
--- SOURCE: IMAGES__0080__EFTA01454996.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454996.pdf
----------------------------------------
From:
Sent:
8/6/2014 1:53:43 AM
To:
Subject:
RM0081851 Daily Deposit Report 20140806
RM CODE
81851
08/05/14
LARGE, ZERO AND NEGATIVE BALANCES
ACCT K
NAME
CAT
BALANCE
OD AMOUNT
35266976 JEFFREY EPSTEIN
2,625,865.01
DOMINIQUE LEIMER
M
.00
SOUTHERN TRUST COMPANY, INC.
D
139,471.98
SOUTHERN FINANCIAL LLC
D
13,003,155.12
JEGE, INC
D
204,949.74
JEGE, LLC
D
237,348.82
DARREN K. INDYKE PLLC
D
174,229.98
NES, LLC
D
131,450.64
SOUTHERN TRUST COMPANY, INC.
M
69,257,736.36
If need help please contact
Thank you
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0 113507
CONFIDENTIAL
SDNY_GM_00259691
EFTA01454996
--- SOURCE: IMAGES__0080__EFTA01454997.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454997.pdf
----------------------------------------
From:
Richard Kahn
Sent:
8/6/2014 9:00:56 AM
To:
Paul Morris IS
CC:
Amanda Kirby
Subject:
Re: can you please call me - thanks [C]
jeffrey has called me 3x this am looking for answers on this canceled check
please help
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New
tel
fax
cel
On Aug 5, 2014, at 5:16 PM, Paul Morris
wrote:
> Classification: Confidential
>
• Just tried you, amanda is looking into the check, talk to you in the am
Original Message
>
• From: Richard Kahn
> Sent: 08/05/2014 04:59 PM AST
> To: Paul Morris
> subject: can you please call me - thanks
>
• Richard Kahn
> HBRK Associates Inc.
> 575 Lexington Avenue 4th Floor
> New York NY 10022
> tel
> fax
> cell
> This communication may contain confidential and/or privileged information.
> If you are not the intended recipient (or have received this communication
> in error) please notify the sender immediately and destroy this
> communication. Any unauthorized copying, disclosure or distribution of the
> material in this communication is strictly forbidden.
>
• Deutsche Bank does not render legal or tax advice, and the information
> contained in this communication should not be regarded as such.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0 113508
CONFIDENTIAL
SDNY_GM_00259692
EFTA01454997
--- SOURCE: IMAGES__0080__EFTA01454998.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454998.pdf
----------------------------------------
From:
Sent:
To:
CC:
Subject:
Attachments: pic23991.gif; pic06867.gif; pic28073.gif
Tazia Smith
Classification: Confidential
Good Morning Jeffrey - Confirming we are re-entering order to buy 25,170 FMI
at S23.25 or better this today?
(Embedded image moved to file: pic23991.gif)
Tazia smith
Director I Key Client Partners - US
DB securities Inc
Deutsche Asset & wealth management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Mobil
Email
(Embedded image moved to file: pic06867.gif)
From:
To:
Cc:
Date:
08/05/2014 04:12 PM
Subject:
Re: FMI (Cl
•
Classification: Confidential
Jeffrey - today you executed the following:
B 24,830 FMI @ 523.1928
Please let us know if you wish to continue working tomorrow.
Have a great night.